Controlling Stock Fraud
RVACFES 29 – Controlling Stock Fraud – 2 CPE – To purchase this lecture add it to your Cart and follow the on-screen instructions …
Every year tens of thousands of Americans are defrauded by stock related swindles that don’t need to happen. Your clients need to know how to protect themselves and this lecture will help you give them the advice to do just that. The lecture examines several of the most common scams targeting individual investors and provides guidance on how not be victimized. As the lecture makes plain, some of the worst offenders are brokers working for otherwise reputable brokerage houses. Changes are every practicing fraud examiner will eventually be involved in such a case.
110 minutes of self study plus 10 minutes to answer 10 questions for a total of 120 minutes.
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