Controlling Stock Fraud


RVACFES 29 – Controlling Stock Fraud – 2 CPE –  To purchase this lecture add it to your Cart and follow the on-screen instructions …



Every year tens of thousands of Americans are defrauded by stock related swindles that don’t need to happen. Your clients need to know how to protect themselves and this lecture will help you give them the advice  to do just that. The lecture examines several of the most common scams targeting individual investors  and provides guidance on how not be victimized. As the lecture makes plain, some of the worst offenders are brokers working for otherwise reputable brokerage houses. Changes are every practicing fraud examiner will eventually be involved in such a case.

110 minutes of self  study plus  10 minutes to answer 10 questions for a total of  120 minutes.

When you have finished reading your lecture, please return to this page and take the following quizzer ….

Controlling Stock Fraud

Answer the quizzer questions for CPE credit. Don’t forget to hit the Send button when you’ve completed the form!  We will e-mail you a certificate of completion.